Hazen, Thomas Lee  1947- <br/><br/>
Securities regulation in a nutshell / 
by Thomas Lee Hazen. 
 - 10th ed. 
 - St. Paul, MN :  West,  c2009. 
 - xlix, 361 p. 
 - West Nutshell Series .
<br/><br/> Includes index. 
<br/><br/>Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation. 
<br/><br/><br/>Bibliographic resource of the General Collection. 
<br/><br/><label>ISBN: </label>9780314187987 (pbk.) 
<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--United States.
<br/><br/><label>Dewey Class. No.: </label>346.7307  / H429