Biblioteca Benjamin Sarta

Securities regulation in a nutshell /

Hazen, Thomas Lee 1947-

Securities regulation in a nutshell / by Thomas Lee Hazen. - 10th ed. - St. Paul, MN : West, c2009. - xlix, 361 p. - West Nutshell Series .

Includes index.

Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.


Bibliographic resource of the General Collection.

9780314187987 (pbk.)


Securities--United States.

346.7307 / H429


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